-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IL/zSQELdZiB/oTm/FWuRWSnT+tQIJFosfznaSFrUYSH7L5N/tQd/Fxr1UG4mPAv 5hkCXGRfl4+4uqQ2qoWgyg== 0001009874-04-000002.txt : 20040115 0001009874-04-000002.hdr.sgml : 20040115 20040115123849 ACCESSION NUMBER: 0001009874-04-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040115 GROUP MEMBERS: DAVID D. MANDARICH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MDC HOLDINGS INC CENTRAL INDEX KEY: 0000773141 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 840622967 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36619 FILM NUMBER: 04526683 BUSINESS ADDRESS: STREET 1: 3600 S YOSEMITE ST STE 900 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037731100 MAIL ADDRESS: STREET 1: 3600 S YOSEMITE ST STREET 2: SUITE 900 CITY: DENVER STATE: CO ZIP: 80237 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MANDARICH DAVID D CENTRAL INDEX KEY: 0001009874 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3600 S YOSEMITE STREET SUITE 900 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037731100 MAIL ADDRESS: STREET 1: 3600 S YOSEMITE STREET SUITE 900 CITY: DENVER STATE: CO ZIP: 80237 SC 13D/A 1 ddm_sch13d04.txt DAVID D. MANDARICH - SCHEDULE 13D/A 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) M.D.C. HOLDINGS, INC. (Name of Issuer) Common Stock, $0.01 Per Share (Title of Class of Securities) 552676108 (CUSIP Number) David D. Mandarich, 3600 S. Yosemite St., Suite 900, Denver, CO 80237 (303) 773-1100 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 13, 2004 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (e), 13d-1(f) or 13d-1(g), check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 SCHEDULE 13D - ------------------- ----------------- CUSIP No. 552676108 Page 2 of 4 Pages - ------------------- ----------------- =============================================================================== 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) David D. Mandarich - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] Not Applicable (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2 (e) [ ] Not Applicable - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------- 7 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER 2,460,737 - ------------------------------------------------------------------------------- 8 SHARED VOTING POWER 0 - ------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 2,460,737 - ------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,460,737 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] Not Applicable - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY THE AMOUNT IN ROW (11) 8.23 % - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- - ------------------- ----------------- CUSIP No. 552676108 Page 3 of 4 Pages - ------------------- ----------------- AMENDMENT NO. 9 TO THE SCHEDULE 13D The Reporting Person, David D. Mandarich, hereby amends his Schedule 13D relating to Common Stock, par value $0.01, of M.D.C. Holdings, Inc. Item 2. Identity and Background (b) The Reporting Person's business address is: 3600 South Yosemite Street, Suite 900, Denver, CO 80237. (c) The Reporting Person's present principal employment is as President, Chief Operating Officer and Director of M.D.C. Holdings, Inc., 3600 South Yosemite Street, Suite 900, Denver, CO 80237. Item 5. Interest in Securities of the Issuer (a)-(b) As of the close of business on January 13, 2004, the Reporting Person, by virtue of the language of Rule 13d-3, may be deemed to own beneficially and to hold the sole power to vote and dispose of, in the aggregate the number and percentage of the Issuer's Common Stock set forth below opposite his name (based upon the number of shares of the Issuer's Common Stock that were reported to be outstanding in the Issuer's Form 10-Q as of September 30, 2003). =============================================================================== Name Shares of Common Stock Percentage - ------------------------------------------------------------------------------- David D. Mandarich (1)(2) 2,460,737 8.23 % - ------------------------------------------------------------------------------- (1) Includes 1,320 shares of Common Stock owned by the Reporting Person's minor children and 1,829 shares of Common Stock held in the Reporting Person's 401(k) Plan account. (2) Includes 475,637 shares of Common Stock that the Reporting Person has the right to acquire within 60 days of January 12, 2004. - ------------------- ----------------- CUSIP No. 552676108 Page 4 of 4 Pages - ------------------- ----------------- (c) The following table sets forth the transactions by the Reporting Person listed in Item 5(a) during the past sixty days. =============================================================================== Trade Price Per Date Share ($) David D. Mandarich - ------------------------------------------------------------------------------- 11/17/03 n/a 176,575(1) - ------------------------------------------------------------------------------- (1) Reflects the grant of an option covering 176,575 shares under the Company's 2001 Equity Incentive Plan. This option vest as to 20% of the shares covered thereby on November 17, 2006, and cumulatively as to an additional 20% on each of November 17, 2007, 2008, 2009 and 2010. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 13, 2004. By: /s/ David D. Mandarich ---------------------- David D. Mandarich President, Chief Operating Officer and Director -----END PRIVACY-ENHANCED MESSAGE-----